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Timothy Allen Grantham

Ubs Financial Services Inc.

Oklahoma City, OK

Tulsa, OK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-09-08
TX RA APPROVED_RES 2025-09-05
  • OK RA
    APPROVED
    Since 2025-09-08
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Oklahoma City OK 01/2016 09/2025
Ubs Financial Services Inc. Oklahoma City OK 09/2025 Present
Previous Registrations
  • 2015-02-23 → 2025-09-26
    Rbc Capital Markets, Llc
    Dallas, TX
    Oklahoma City, OK
    Oklahoma City, OK
  • 2008-02-22 → 2015-03-04
    Ubs Financial Services Inc.
    Dallas, TX
    Plano, TX
  • 2007-04-02 → 2008-02-25
    Morgan Stanley & Co. Llc
    Dallas, TX
  • 1995-12-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-05
S63 Uniform Securities Agent State Law Examination 1989-07-17
  • S65 Uniform Investment Adviser Law Examination
    1993-03-05
  • S63 Uniform Securities Agent State Law Examination
    1989-07-17
Other Names
  • Tim Grantham

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
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LPL FINANCIAL LLC · Oklahoma City, OK
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