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Michael John Conway

Royal Fund Management, LLC

Lady Lake, FL

Vero Beach, FL

CRD 1947185

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Employer firm

Royal Fund Management, LLC CRD 144434

$1.56B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISOR TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-06-03
  • FL RA
    APPROVED
    Since 2013-06-03

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

700 22Nd Place Suite A, Vero Beach, FL 32960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benefits Cost Consultants, Inc Vero Beach FL 06/2004 Present
Royal Fund Management, Llc Vero Beach FL 05/2013 Present
Previous Registrations
  • 2012-05-10 → 2013-12-26
    American Elite Retirement
    Vero Beach, FL
Other Businesses

INSURANCE AGENT (2006-PRESENT)- INDEPENDENT AGENT SELLING LIFE AND ANNUITIES. 40 HR/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-02
S63 Uniform Securities Agent State Law Examination 1993-12-17
  • S65 Uniform Investment Adviser Law Examination
    2012-04-02
  • S63 Uniform Securities Agent State Law Examination
    1993-12-17
Other Names
  • Mike Conway

View on SEC IAPD

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