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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-03-10 |
| HI | RA | APPROVED | 2024-07-23 |
| ME | RA | APPROVED | 2024-07-17 |
| GA | RA | APPROVED | 2024-07-12 |
| NY | RA | APPROVED | 2024-06-24 |
| NJ | RA | APPROVED | 2024-05-28 |
Branch Locations
1155 Whitehorse- Mercerville Road Ms: Nj140, Hamilton, NJ 08619 • United States
500 Route 33 Ms: Nj179, Mercerville, NJ 08619 • United States
160 Lawrenceville Pennington Road Nj153, Lawrenceville, NJ 08648 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
18 Princeton-Hightstown Rd Nj129, East Windsor, NJ 08520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2013 | 10/2021 |
| Hsbc Bank Usa Na | New York | NY | 08/2016 | 10/2021 |
| Citigroup | New York | NY | 10/2021 | 05/2024 |
| Citizens Securities, Inc. | East Windsor | NJ | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-31 |
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