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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-03-10
HI RA APPROVED 2024-07-23
ME RA APPROVED 2024-07-17
GA RA APPROVED 2024-07-12
NY RA APPROVED 2024-06-24
NJ RA APPROVED 2024-05-28
  • DE RA
    APPROVED
    Since 2026-03-10
  • HI RA
    APPROVED
    Since 2024-07-23
  • ME RA
    APPROVED
    Since 2024-07-17
  • GA RA
    APPROVED
    Since 2024-07-12
  • NY RA
    APPROVED
    Since 2024-06-24
  • NJ RA
    APPROVED
    Since 2024-05-28

Branch Locations

1155 Whitehorse- Mercerville Road Ms: Nj140, Hamilton, NJ 08619 • United States

500 Route 33 Ms: Nj179, Mercerville, NJ 08619 • United States

160 Lawrenceville Pennington Road Nj153, Lawrenceville, NJ 08648 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

18 Princeton-Hightstown Rd Nj129, East Windsor, NJ 08520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 04/2013 10/2021
Hsbc Bank Usa Na New York NY 08/2016 10/2021
Citigroup New York NY 10/2021 05/2024
Citizens Securities, Inc. East Windsor NJ 05/2024 Present
Previous Registrations
  • 2021-12-22 → 2024-05-14
    New York, NY
    New York, NY
    Uniondale, NY
    New York, NY
    Fort Mill, SC
    Fort Lee, NJ
  • 2006-06-08 → 2021-11-02
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-21
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S66 Uniform Combined State Law Examination
    2004-07-21
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31
Other Names
  • Prakash M Shetty
  • Prakash Madhu Shetty

View on SEC IAPD

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