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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-17 |
| AZ | RA | APPROVED | 2026-05-22 |
| AR | RA | APPROVED | 2026-05-14 |
| FL | RA | APPROVED | 2026-05-06 |
| AL | RA | APPROVED | 2026-05-05 |
| NY | RA | APPROVED | 2026-05-05 |
| TX | RA | APPROVED_RES | 2026-05-05 |
| WA | RA | APPROVED | 2026-05-05 |
| NV | RA | APPROVED | 2026-04-02 |
| CA | RA | APPROVED | 2026-03-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Irvine | CA | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 12/2020 |
| Prudential Insurance Company Of America | Irvine | CA | 12/2020 | 10/2022 |
| Pruco Securities, Llc. | Irvine | CA | 12/2020 | 10/2022 |
| Bank Of The West | Irvine | CA | 10/2022 | 07/2023 |
| Bancwest Investment Services, Inc. | Irvine | CA | 10/2022 | 07/2023 |
| Lpl Financial Llc | Irvine | CA | 07/2023 | 01/2025 |
| Hsbc Bank Usa, N.A. | Los Angeles | CA | 03/2026 | Present |
| Hsbc Securities (Usa) Inc. | Los Angeles | CA | 03/2026 | Present |
| Unemployed | Yorba Linda | CA | 01/2025 | 03/2026 |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-20 |
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