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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-08 |
| IN | RA | APPROVED | 2021-06-23 |
Branch Locations
8105 Georgia Street Suite C, Merrillville, IN 46410 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 11/2009 | 11/2017 |
| Legacy Advisors Wealth Mgmt | Merrillville | IN | 10/2009 | 11/2017 |
| Transamerica Financial Advisors, Inc | Merrillville | IN | 11/2017 | 06/2021 |
| World Financial Group, Inc. | Merrillville | IN | 01/1999 | 06/2021 |
| Wealth Planning Group, Llc | Merrillville | IN | 09/2004 | Present |
| Condo Rental | Valparaiso | IN | 09/2016 | 06/2018 |
| Life Success Group, Llc | Valparaiso | IN | 01/2005 | Present |
| Securities America | Merrillville | IN | 09/2009 | 11/2017 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 06/2021 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 06/2021 | Present |
1) DBA-WEALTH PLANNING GROUP, LLC-8105 GEORGIA STREET, SUITE C, MERRILLVILLE, IN 46410; INVESTMENT RELATED; TAX PURPOSES AND FIXED INSURANCE; OWNER/PRESIDENT; 10% OF TIME SPENT. 2) LIFE SUCCESS GROUP, LLC- 2538 HARVEST DRIVE, CROWN POINT, IN 46307; NON-INVESTMENT RELATED; PERSONAL DEVELOPMENT, PERSONAL TRAINING, LIFE COACHING AND MOTIVATIONAL SPEAKING; PRESIDENT/PROGRAM DIRECTOR; 10% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-17 |
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