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Richard L Corbin

LPl Financial LLC

Austin, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-29
  • TX RA
    APPROVED
    Since 2011-07-29

Branch Locations

13284 Pond Springs Rd. Ste 505, Austin, TX 78729 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Austin TX 07/2011 Present
  • 07/2011 → Present
    Lpl Financial
    Austin, TX
Previous Registrations
  • 2003-06-23 → 2011-07-26
    Cuna Brokerage Services, Inc.
    Cedar Park, TX
    Austin, TX
    Cedar Park, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-01
S63 Uniform Securities Agent State Law Examination 1989-07-19
  • S66 Uniform Combined State Law Examination
    2005-08-01
  • S63 Uniform Securities Agent State Law Examination
    1989-07-19

View on SEC IAPD

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HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
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