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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
AZ RA APPROVED 2026-01-21
  • TX RA
    APPROVED_RES
    Since 2026-01-22
  • AZ RA
    APPROVED
    Since 2026-01-21

Branch Locations

2030 E Speedway Blvd Ste 220, Tucson, AZ 85719 • United States

2030 E Speedway Blvd Suite 220, Tucson, AZ 85719 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2016 01/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2016 01/2026
Lpl Financial Llc Tucson AZ 01/2026 Present
Previous Registrations
  • 2016-02-03 → 2026-02-11
    Scottsdale, AZ
    Poway, CA
    San Diego, CA
    Tucson, AZ
    San Diego, CA
    Tempe, AZ
    Tucson, AZ
    San Juan, PR
  • 2009-04-30 → 2016-02-03
    Sii Investments, Inc.
    Scottsdale, AZ
    Sandiego, CA
    Scottsdale, AZ
    San Diego, CA
    Scottsdale, AZ
    Phoenix, AZ
    Chandler, AZ
  • 2006-11-27 → 2009-05-04
    Scottsdale, AZ
    San Diego, CA
    San Diego, CA
  • 2006-01-30 → 2006-12-04
    Osaic Services, Inc.
    San Diego, CA
    San Diego, CA
    Phoenix, AZ
    San Diego, CA
    Phoenix, AZ
  • 2000-02-28 → 2006-01-30
    Householder Group, Estate & Retirement Specialists
    Mission Viejo, CA
Other Businesses

1) 12/30/2025 - Stephen Horvath / Agent / Non-Variable Insurance / Inv Related / Scottsdale AZ 85260 / Start date 01/26/2026 - 1 Total Hours per month - 1 Total Hours per month during trading 2) 01/07/2026 - Summit Circle, LLC / Real Estate Rental / Inv Related / Poway, CA. 92064, San Juan, PR. 00901 / Start date 01/01/2015 - 2 Total Hours per month - 0 Total Hours per month during trading 3) 01/07/2026 - Eruditius Wealth Advisors, Inc. / President/Owner / Business Entity For Tax/Investment Purposes Only / Inv Related / Tucson AZ 85719 / Start date 12/10/2024 - 1 Total Hours per month - 0 Total Hours per month during trading 4) 12/30/2025 - CONSILIUM WEALTH / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Total Hours per month - 160 Total Hours per month during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-12
S63 Uniform Securities Agent State Law Examination 1991-04-09
  • S65 Uniform Investment Adviser Law Examination
    1999-02-12
  • S63 Uniform Securities Agent State Law Examination
    1991-04-09
Designations

View on SEC IAPD

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