Kevin Michael Farrell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-12-10

NJ RA
APPROVED

Since 2024-12-10

Branch Locations

3800 Bayshore Road, Suite B, North Cape May, NJ 08204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Egg Harbor Township	NJ	11/2013	03/2020
Ameriprise Financial Services, Llc	Cape May	NJ	03/2020	12/2024
Lpl Financial	North Cape May	NJ	12/2024	Present

11/2013 → 03/2020

Ameriprise Financial Services, Inc.

Egg Harbor Township, NJ
03/2020 → 12/2024

Ameriprise Financial Services, Llc

Cape May, NJ
12/2024 → Present

Lpl Financial

North Cape May, NJ

Previous Registrations

2013-12-04 → 2024-12-11

Ameriprise Financial Services, Llc

Cape May, NJ

Cape May, NJ

Linwood, NJ

Cape May, NJ
2006-01-31 → 2013-12-03

Pnc Wealth Management Llc

Stohe Harbor, NJ

Cape May Courthouse, NJ

Cape May Courthouse, NJ

Stohe Harbor, NJ

Wildwood Crest, NJ

North Wildwood, NJ

Cape May, NJ

Wildwood Crest, NJ

Other Businesses

1) 12/2023 - Spinnaker Wealth Management / DBA for LPL Business (entity for LPL business) / Inv. Related / North Cape May, NJ 08204 / Start date 12/10/2024 - 160 hrs per month - 100% Time Spent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-09-14
S63	Uniform Securities Agent State Law Examination	1992-08-27

S65 Uniform Investment Adviser Law Examination

1992-09-14
S63 Uniform Securities Agent State Law Examination

1992-08-27

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews