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Current Employers
Oxley Capital Management, Llc

3305 Bay Shore Road Unit 11, North Cape May, NJ 08204 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-23
NC RA APPROVED 2023-04-04
  • NJ RA
    APPROVED
    Since 2026-04-23
  • NC RA
    APPROVED
    Since 2023-04-04

Branch Locations

3305 Bay Shore Road Unit 11, North Cape May, NJ 08204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Securities Corporation Ada MI 07/2015 04/2018
Freedom Financial Strategies North Cape May NJ 03/2015 04/2018
Oxley Capital Management, Llc North Cape May NJ 04/2018 Present
  • 07/2015 → 04/2018
    Usa Financial Securities Corporation
    Ada, MI
  • 03/2015 → 04/2018
    Freedom Financial Strategies
    North Cape May, NJ
  • 04/2018 → Present
    North Cape May, NJ
Previous Registrations
Other Businesses

Oxley Capital Management, LLC - 601 N. TOWN BANK RD. N. CAPE MAY, NJ 08204. Insurance agent since 04/2018, investment related, LIFE INSURANCE AND ANNUITY SALES. 80 hrs/mo, all during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-25
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S65 Uniform Investment Adviser Law Examination
    2015-06-25
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19

View on SEC IAPD

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