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John William Nilson

Stratos Wealth Partners, Ltd

Scottsdale, AZ

CRD 1944710

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-03
TX RA APPROVED_RES 2021-07-26
  • AZ RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2021-07-26

Branch Locations

6909 E Greenwy Parkway Suite 295, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Scottsdale AZ 02/2015 Present
New York Community Bank Phoenix AZ 02/2015 07/2021
Stratos Wealth Partners, Ltd. Scottsdale AZ 07/2021 Present
Previous Registrations
  • 2011-10-11 → 2014-07-01
    Wallingford, CT
    Southington, CT
    Plainville, CT
  • 2007-02-13 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Plainville, CT
    Southington, CT
    Kensington, CT
    Middletown, CT
    Berlin, CT
    Southington, CT
  • 2007-11-15 → 2010-05-07
    Plainville, CT
    San Diego, CA
  • 2001-03-16 → 2007-02-13
    Webster Investment Services, Inc.
    Kensington, CT
    Plainville, CT
    Southington, CT
    Kensington, CT
    Middletown, CT
    Berlin, CT
    Southington, CT
Other Businesses

1. 02/23/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 8/10/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/02/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/11/2021 - Stratos Wealth Partners LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2021 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-27
S63 Uniform Securities Agent State Law Examination 1989-08-16
  • S65 Uniform Investment Adviser Law Examination
    2000-04-27
  • S63 Uniform Securities Agent State Law Examination
    1989-08-16

View on SEC IAPD

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