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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-27 |
| AR | RA | APPROVED | 2019-02-22 |
Branch Locations
11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc. | Memphis | TN | 07/2015 | 02/2019 |
| Stifel Nicolaus & Co Inc | Little Rock | AR | 02/2019 | Present |
1. Notary; 4450 Emerald Garden Rd, Conway, AR 72034; Notary; 09/23/2021; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-14 |
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