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200 Applebee St Suite 208, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-01-16 |
Branch Locations
200 Applebee St Suite 208, Barrington, IL 60010 • United States
1000 Hart Rd Suite 300, Barrington, IL 60010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Barrington | IL | 09/2013 | Present |
| Sequioa Wealth Management, Llc | Barrington | IL | 01/2015 | Present |
1. 09/17/2013: ODE FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 2500 W. HIGGINS RD., STE #360, HOFFMAN ESTATES, IL 60169-7207 - 100% OF TIME SPENT 2. 01/13/2015: NO BUSINESS NAME - INV REL - 1200 ROOSEVELT RD, GLEN ELLYN, ILLINOIS - INSURANCE TRAILS ONLY - START 01/01/2015 - NO TIME SPENT - HEALTH INSURANCE PLAN COMMISSIONS 3. 3/6/2018 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date:2/1/2015 - 160 Hours per Month/130 Hours During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/24/2019 - Ode Financial LLC - DBA: Ode Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/11/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 11/12/2019 - H Group - Investment related - 610 Anthony Trail, Northbrook, Ill, 60062 - Non-Variable Insurance - start date:7/9/2019 - 1 hr/mo 0 hrs during trading. 6. 05/24/2023 - Barrington Township Republican Organization - Not Investment Related - Barrington, Illinois - Non-Profit Board Member - Vice President / Chair of Election Operations Committee - Start Date 05/15/2023 - 4 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-18 |
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