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Current Employers
Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-16
  • IL RA
    APPROVED
    Since 2015-01-16

Branch Locations

200 Applebee St Suite 208, Barrington, IL 60010 • United States

1000 Hart Rd Suite 300, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Barrington IL 09/2013 Present
Sequioa Wealth Management, Llc Barrington IL 01/2015 Present
  • 09/2013 → Present
    Lpl Financial Llc
    Barrington, IL
  • 01/2015 → Present
    Sequioa Wealth Management, Llc
    Barrington, IL
Previous Registrations
  • 2007-06-18 → 2013-09-18
    Securian Financial Services, Inc.
    Schaumburg, IL
    Deerfield, IL
  • 2007-01-17 → 2007-06-01
    Signator Investors, Inc.
    Rosemont, IL
Other Businesses

1. 09/17/2013: ODE FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 2500 W. HIGGINS RD., STE #360, HOFFMAN ESTATES, IL 60169-7207 - 100% OF TIME SPENT 2. 01/13/2015: NO BUSINESS NAME - INV REL - 1200 ROOSEVELT RD, GLEN ELLYN, ILLINOIS - INSURANCE TRAILS ONLY - START 01/01/2015 - NO TIME SPENT - HEALTH INSURANCE PLAN COMMISSIONS 3. 3/6/2018 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date:2/1/2015 - 160 Hours per Month/130 Hours During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/24/2019 - Ode Financial LLC - DBA: Ode Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/11/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 11/12/2019 - H Group - Investment related - 610 Anthony Trail, Northbrook, Ill, 60062 - Non-Variable Insurance - start date:7/9/2019 - 1 hr/mo 0 hrs during trading. 6. 05/24/2023 - Barrington Township Republican Organization - Not Investment Related - Barrington, Illinois - Non-Profit Board Member - Vice President / Chair of Election Operations Committee - Start Date 05/15/2023 - 4 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
  • S66 Uniform Combined State Law Examination
    2006-05-18
Other Names
  • Tim E Odonnell
  • Timothy Edward Odonnell

View on SEC IAPD

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