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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-18
IA RA APPROVED 2004-08-24
CA RA APPROVED 2001-02-09
  • TX RA
    APPROVED
    Since 2009-02-18
  • IA RA
    APPROVED
    Since 2004-08-24
  • CA RA
    APPROVED
    Since 2001-02-09

Branch Locations

2150 River Plaza Dr Ste 280, Sacramento, CA 95833 • United States

1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Clive IA 09/2005 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 7410 Ashworth W. Des Moines IA, ,; Investment-Related; 08/12/2013. Business Ownership; 74th & Ashworth LLC; Passive investor; Commercial Property Ownership; 12245 Stratford Dr Clive IA, ,; Investment-Related; 08/12/2013; 0 hours per month; 0 during trading hours / THE FISH20 GROUP, LLC; I will participate as a voting member in a managed/manager capacity with oversight for the President and the operations personnel in regards to major business decisions; As mentioned previously the entity will be established for purposes of shared operational infrastructure, expense management and continuity planning among team members.; 1400 Central Ave, , Fort Dodge, IA, 50595; Investment-Related; 01/01/2023; 40 to 59 hours per month; 20 to 39 during trading hours / Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 US-30, , Carroll, IA, 51401; Not Investment-Related; 02/01/2024; 0 hours per month; 0 during trading hours / EarnedIt Holdings LLC; Co-owner; Manage Ameriprise Business; 1080 Jordan Creek Pkwy, , West Des Moines, IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; THE FISH20 GROUP, LLC; Private Wealth Advisor - Meet with clients and give advice to help them reach their financial planning goals.; Business entity in which to run our Financial Advisory firm; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-22
  • S63 Uniform Securities Agent State Law Examination
    1989-05-22
Designations

View on SEC IAPD

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