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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-18 |
| IA | RA | APPROVED | 2004-08-24 |
| CA | RA | APPROVED | 2001-02-09 |
Branch Locations
2150 River Plaza Dr Ste 280, Sacramento, CA 95833 • United States
1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States
Waukee, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clive | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; 7410 Ashworth W. Des Moines IA, ,; Investment-Related; 08/12/2013. Business Ownership; 74th & Ashworth LLC; Passive investor; Commercial Property Ownership; 12245 Stratford Dr Clive IA, ,; Investment-Related; 08/12/2013; 0 hours per month; 0 during trading hours / THE FISH20 GROUP, LLC; I will participate as a voting member in a managed/manager capacity with oversight for the President and the operations personnel in regards to major business decisions; As mentioned previously the entity will be established for purposes of shared operational infrastructure, expense management and continuity planning among team members.; 1400 Central Ave, , Fort Dodge, IA, 50595; Investment-Related; 01/01/2023; 40 to 59 hours per month; 20 to 39 during trading hours / Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 US-30, , Carroll, IA, 51401; Not Investment-Related; 02/01/2024; 0 hours per month; 0 during trading hours / EarnedIt Holdings LLC; Co-owner; Manage Ameriprise Business; 1080 Jordan Creek Pkwy, , West Des Moines, IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; THE FISH20 GROUP, LLC; Private Wealth Advisor - Meet with clients and give advice to help them reach their financial planning goals.; Business entity in which to run our Financial Advisory firm; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-22 |
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