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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
Rochester, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Rochester | NY | 10/2015 | 11/2018 |
| Prudential Insurance Company Of America | Rochester | NY | 10/2015 | 11/2018 |
| Equity Services Inc. | Montpelier | VT | 11/2018 | Present |
| National Life Group | Montpelier | VT | 11/2018 | Present |
*NPA FINANCIAL. 168 LAKE LEA ROAD ROCHESTER NY. INV REL. OCT 2018. INSURANCE SALES, LIFE, HEALTH, DISABILITY, LTC, ACCIDENT. MANAGING DIRECTOR. PERSONAL PRODUCTION, RECRUITING AND MANAGEMENT OF CAREER NL OFFICE. DURING TRADE HRS. *ST. ANN'S COMMUNITY FOUNDATION. 1500 PORTLAND AVE, ROCHESTER NY 14621. NOT INV REL. JAN 2017. FUNDRAISING AND SUPPORTING OF A CONTINUING CARE COMMUNITY. BOARD MEMBER. ATTEND BOARD MEETINGS AND VARIOUS FUNDRAISING EVENTS. NOT DURING TRADE HRS. *ROCHESTER REGIONAL HEALTH FOUNDATION. 100 KINDS HIGHWAY SOUTH, ROCHESTER, NY 14617. NOT INV REL. JAN 2017. AS A BOARD MEMBER OF THE FOUNDATION WE ARE RESPONSIBLE FOR FUND RAISING FOR ROCHESTER REGIONAL HEALTH SYSTEM. BOARD MEMBER. ATTEND BOARD MEETING IN ORDER TO PROVIDE INPUT AND VOTING SUPPORT OF VARIOUS FOUNDATION FUNDING RELATED EFFORTS. NOT DURING TRADE HRS. *ROCHESTER ROTARY CLUB. 180 LINDEN OAKS, SUITE 200, ROCHESTER NY. NOT INV REL. JUL 2008. MEMBER. COMMUNITY ORGANIZATION THAT IS LOCAL & INTERNATIONAL. ORG SEEKS TO BENEFIT DISABLED CHILDREN & AN ADOPTED CITY SCHOOL. ATTEND WEEKLY LUNCH MEETINGS. RAISE MINEY FOR THOSE PEOPLE WE SEEK TO HELP BY CHARTER. NOT DURING TRADE HRS. *SOCIETY OF FINANCIAL SERVICE PROFESSIONALS AKA SFP. PO BOX 174 PITTSFORD NY. JULY 1999. NOT INV REL. INDUSTRY/PROFESSIONAL ORG. LOCAL CHAPTER, INDUSTRY UPDATES, CONTINUING ED. MEMBER. ATTEND MONTHLY BREAKFAST MEETING FOR INDUSTRY UPDATES OR EXPECTED CHANGES. MAY RECEIVE CONTINUING ED CREDIT. NOT DURING TRADE HRS. *ESTATE PLANNING COUNCIL OF ROCHESTER. C/O THE RIVERS ORG 312 W COMMERCIAL ST, EAST ROCHESTER NY. NOT INV REL. MAY 2019. MEMBER. INDUSTRY/PROFESSIONAL ORG. LOCAL CHAPTER, INDUSTRY UPDATES, POSSIBLE CE. ATTEND MONTHLY MEETINGS FOR INDUSTRY UPDATES OR EXPECTED CHANGES. MAY RECEIVE CE CREDITS. NOT DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-07-11 |
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