Tracy Leigh Brinkmeier

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2011-05-24

MO RA
APPROVED

Since 2011-05-24

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	St. Louis	MO	05/2011	Present

05/2011 → Present

Stifel Nicolaus & Co Inc

St. Louis, MO

Previous Registrations

2009-05-13 → 2011-01-12

Charles Schwab & Co., Inc.

Clayton, MO

Chesterfield, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-12
S65	Uniform Investment Adviser Law Examination	1999-01-15
S63	Uniform Securities Agent State Law Examination	1993-02-24

S66 Uniform Combined State Law Examination

2009-05-12
S65 Uniform Investment Adviser Law Examination

1999-01-15
S63 Uniform Securities Agent State Law Examination

1993-02-24

Other Names

Tracy L Brinkmeier

View on SEC IAPD

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