Best Investors Account Sign in
Inactive

David Nelson Wells

Wells Financial Management, LLC

Asheville, NC

Claim This Profile
Current Employers
Wells Financial Management, Llc

56 Central Avenue Suite 105, Asheville, NC 28801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-09
NC RA APPROVED 2011-07-14
  • TX RA
    APPROVED
    Since 2024-05-09
  • NC RA
    APPROVED
    Since 2011-07-14

Branch Locations

56 Central Avenue Suite 105, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Financial Management, Llc Asheville NC 07/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-02-02
S63 Uniform Securities Agent State Law Examination 1989-05-24
  • S65 Uniform Investment Adviser Law Examination
    1990-02-02
  • S63 Uniform Securities Agent State Law Examination
    1989-05-24
Designations
Other Names
  • David Wells

View on SEC IAPD

Other Firms

OPPENHEIMER & CO. INC.
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JAMES TURNER NORRIS
LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

More in Asheville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor