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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2012-01-06 |
Branch Locations
190 Bluegrass Valley Pkwy., Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Duluth | GA | 06/2001 | Present |
| Heart Property Management | Duluth | GA | 10/2005 | 05/2024 |
| Heart Media, Llc | Duluth | GA | 02/2011 | Present |
| Transamerica Financial Advisors, Llc | Johns Creek | GA | 01/2012 | Present |
| Wealthwave, Llc | Johnscreek | GA | 07/2018 | Present |
| How Money Works, Llc | Johns Creek | GA | 12/2008 | 05/2024 |
| Netlaw | Louisville | KY | 01/2021 | Present |
| Wealthwave Media, Llc | Johns Creek | GA | 12/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc WEALTHWAVE, LLC /0718-PRESENT / INVESTMENT RELATED: NO / 6475 EAST JOHNSCREEK, GA 30097 / VP OF OPERATIONS / VP OF MARKETING / HRS WORK MONTHLY: 100 / SEC TRADING HRS: 2 / GIVE ACCESS TO INTERNAL WEBSITES; REVIEW MARKETING MATERIAL FOR ENTITY, OVERSEE ANY OPERATIONAL ASPECT OF THE BUSINESS. HEART MEDIA, LLC / 0211-Present/ Investment Related: No / Duluth, GA/ Asst. Manager/ Sales/ Hrs Work Monthly: 50% / Sec Trading Hrs: 50% / Assist to Tom Matthews NETLAW / INVESTMENT RELATED: NO / 12910 SHELBYVILLE RD LOUISVILLE, KY 40243 / INDEPENDENT CONTRACTOR, REFERRING SERVICES / HOURS PER MONTH: 2 / HOURS DURING SECURITIES TRADING HOURS: 0 / APPROVED WITH RESTRICTIONS WEALTHWAVE MEDIA, LLC POSITION: Economic Interest Holder NATURE: Media Sales - Financial Literacy and marketing materials INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 6475 East Johns Xing, Johns Creek GA 30097, United States DESCRIPTION: I will assist in creating and editing financial literacy education and marketing materials as well as administrative responsibilities for this entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-29 |
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