David Jason Maikowski

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2000-03-23

CT RA
APPROVED

Since 2000-03-23

Branch Locations

1789 New Britain Ave Suite 19, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Farmington	CT	03/1996	Present

03/1996 → Present

Infinex Investments, Inc.

Farmington, CT

Other Businesses

1.) Farming, Buying raising and selling cattle. Yes, Investment related. Partner/Investor. Approx 5 hours per month not during trading hours. Started in Nov 2017.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-04
S63	Uniform Securities Agent State Law Examination	1993-07-08

S65 Uniform Investment Adviser Law Examination

1999-12-04
S63 Uniform Securities Agent State Law Examination

1993-07-08

View on SEC IAPD

Current Employers

Osaic Institutions, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews