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Alan William Flota

Eagle Strategies LLC

Elgin, IL

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-12
  • IL RA
    APPROVED
    Since 2025-12-12

Branch Locations

1250 Larkin Ave Suite 100, Elgin, IL 60123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
School District U-46 Elgin IL 10/1991 09/2023
New York Life Insurance Company Downers Grove IL 10/2023 Present
Nylife Securities Llc Downers Grove IL 01/2025 Present
Eagle Strategies Llc Elgin IL 12/2025 Present
  • 10/1991 → 09/2023
    School District U-46
    Elgin, IL
  • 10/2023 → Present
    New York Life Insurance Company
    Downers Grove, IL
  • 01/2025 → Present
    Nylife Securities Llc
    Downers Grove, IL
  • 12/2025 → Present
    Elgin, IL
Other Businesses

[Fox Valley Hands of Hope; Fox Valley Hands of Hope offers no cost grief support for children, families, and adults through counseling, support groups, and educational programs; 200 Whitfield Drive Geneva, IL 60134; Start Date 08/2025; Role/Title: Board Member; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours; finance committee]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-05
S63 Uniform Securities Agent State Law Examination 2025-03-03
  • S66 Uniform Combined State Law Examination
    2025-12-05
  • S63 Uniform Securities Agent State Law Examination
    2025-03-03

View on SEC IAPD

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