Erik Dirk Saunders

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Lpl Financial, Llc
  Anacortes, WA
• 01/2015 → 07/2025
  Financial Advocates Investment Management
  Anacortes, WA
• 11/2016 → Present
  Anacortes Baseball Club
  Anacortes, WA

Previous Registrations

• 2014-12-24 → 2025-09-09
  Financial Advocates Investment Management
  Anacortes, WA
  Olympia, WA
  Anacortes, WA
• 2006-08-08 → 2014-12-19
  Charles Schwab & Co., Inc.
  Lynnwood, WA
  Bellingham, WA
  Lynnwood, WA

Other Businesses

1. 12/17/2014 - BASILICA WEALTH MANAGEMENT - INV REL - 5610 SUGARLOAF ST ANACORTES, WA 98221 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 12/15/2014 - 80 HOURS PER MONTH, 80 DURING TRADING 2. 01/16/2015 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - INV REL - 5610 SUGARLOAF ST ANACORTES, WA 98221 - REGISTERED INVESTMENT ADVISOR DBA - BASILICA WEALTH MANAGEMENT - TIME SPENT 80 HOURS PER MONTH - ANACORTES, WA 3. 01/16/2015 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - INV REL - 5610 SUGARLOAF ST, ANACORTES, WA 98221 - REGISTERED INVESTMENT ADVISOR HYBRID - 100% TIME SPENT - REGISTER AS AN IAR OF THE HYBRID RIA OF FINANCIAL ADVOCATES INVESTMENT MANAGEMENT TO BE ABLE TO CHARGE AN ADVISORY, FLAT, OR HOURLY FEE. 4. 11/14/2015 - Anacortes Baseball Club - Outside/W-2 Employment - Not Investment Related - 1915 13th St., Anacortes, WA 98221 - Start 11/15/2016 - 40 Hr/Mo; 0 Hour(s) During Securities Trading - Hitting Instructor/Trainer 5.01/15/2016 - Basilica Wealth Management - DBA name only for Financial Advocates Investment Management

Exams

• S66 Uniform Combined State Law Examination
  2006-01-18
• S63 Uniform Securities Agent State Law Examination
  1995-09-28