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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-16
WA RA APPROVED 2020-12-16
  • TX RA
    APPROVED
    Since 2020-12-16
  • WA RA
    APPROVED
    Since 2020-12-16

Branch Locations

713 Commercial Avenue, Anacortes, WA 98221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Anacortes WA 12/2009 12/2020
Raymond James Financial Services, Inc. Anacortes WA 12/2020 Present
Raymond James Financial Services Advisors, Inc. Anacortes WA 12/2020 Present
Previous Registrations
  • 2009-12-14 → 2021-01-13
    Anacortes, WA
    St Louis, MO
    Anacortes, WA
    Tempe, AZ
Other Businesses

(1)Name of Business: Haven Financial Partners LLC Address: 713 Commercial Ave, Anacortes, WA, 98221, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO, Officer - President Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Run the office

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
  • S66 Uniform Combined State Law Examination
    2009-12-11
Designations

View on SEC IAPD

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