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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-06-26 |
| TX | RA | APPROVED_RES | 2000-08-11 |
Branch Locations
1412 Washington Blvd., Williamsport, PA 17701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Williamsport | PA | 06/1995 | Present |
1. 02/13/2023 - THE ESTATE OF EARL A GOOD - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Executor - Start Date: 08/08/2022 - 4 Hours Per month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-04-24 |
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