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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-20 |
| WV | RA | APPROVED | 2025-08-07 |
Branch Locations
324 20Th Street, Ashland, KY 41101 • United States
Huntington, WV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Ashland | KY | 03/2007 | 08/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 08/2025 |
| Cetera Wealth Services Llc | El Segundo | CA | 08/2025 | Present |
| Rrk Holdings | Ashland | KY | 09/2010 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: RRK HOLDINGS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION USED TO PURCHASE OFFICE BUILDING START DATE: 09/2010 POSITION/TITLE/RELATIONSHIP: JOINT OWNER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: .25 BRIEF DESCRIPTION OF DUTIES: JOINT OWNER OF PROPERTY PAY BILLS AND UP KEEP;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-12 |
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