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Inactive

David Wayne Harris

Savant Wealth Management

Birmingham, AL

Rockford, IL

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Current Employers
Savant Wealth Management

190 Buckley Drive, Rockford, IL 61107 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-12-04
  • AL RA
    APPROVED
    Since 2023-12-04

Branch Locations

101 25Th Street North Suite 100, Birmingham, AL 35203 • United States

190 Buckley Drive, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Birmingham AL 08/2012 11/2023
Bridgeworth, Llc Dba Bridgeworth Wealth Management Birmingham AL 08/2012 11/2023
Savant Wealth Management Rockford IL 12/2023 11/2024
Savant Wealth Management Rockford IL 11/2024 Present
  • 08/2012 → 11/2023
    Lpl Financial, Llc
    Birmingham, AL
  • 08/2012 → 11/2023
    Bridgeworth, Llc Dba Bridgeworth Wealth Management
    Birmingham, AL
  • 12/2023 → 11/2024
    Savant Wealth Management
    Rockford, IL
  • 11/2024 → Present
    Savant Wealth Management
    Rockford, IL
Previous Registrations
  • 2012-08-09 → 2024-03-19
    Bridgeworth Wealth Management
    Birmingham, AL
    Birmingham, AL
  • 2000-04-19 → 2012-08-20
    Osaic Fa, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

Home purchase in 2015 - Investment Related - Santa Rosa Beach, FL 32459 - Real Estate Rental - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-20
  • S63 Uniform Securities Agent State Law Examination
    1989-06-20
Designations
Other Names
  • Wayne Harris

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY
CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

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