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John Anthony Flasco

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Coral Gables, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-04-27
TX RA APPROVED_RES 1999-11-15
FL RA APPROVED 1996-11-12
  • CA RA
    APPROVED
    Since 2012-04-27
  • TX RA
    APPROVED_RES
    Since 1999-11-15
  • FL RA
    APPROVED
    Since 1996-11-12

Branch Locations

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 09/1996 Present
Bank Of America Na Coral Gables FL 02/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-13
S63 Uniform Securities Agent State Law Examination 1996-11-12
  • S65 Uniform Investment Adviser Law Examination
    1996-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-11-12

View on SEC IAPD

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LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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