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805 Broadway St. Suite 400, Vancouver, WA 98660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-08-21 |
Branch Locations
805 Broadway St. Suite 400, Vancouver, WA 98660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baker Ellis Asset Management Llc | Vancouver | WA | 02/2002 | Present |
Name: Canyon Court LLC. Investment-related: Investment portfolio owned in the name of 'Canyon Court'. Address: 1079 Mill Creek Road IV NV 89451. Nature of the business: Investment portfolio in an LLC wrapper; no business operations, customers or employees; owned by 2 trusts. Position: Manager. Start date: approximately 2009. Approximate number of hours/month devoted to the business: 30 minutes per month. Number of hours devoted to the business during securities trading hours: 5 minutes per month. Brief description of duties: Fill out paperwork, give statements to accountant, approve distribution and tax payment, file forms, approve trades.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-25 |
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