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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2016-04-12
AL RA APPROVED 2016-04-11
  • MS RA
    APPROVED
    Since 2016-04-12
  • AL RA
    APPROVED
    Since 2016-04-11

Branch Locations

307A West Pine St, Hattiesburg, MS 39401-3829 • United States

Oxford, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mobile AL 04/2016 Present
Trustmark Mobile AL 03/2016 12/2024
  • 04/2016 → Present
    Mobile, AL
  • 03/2016 → 12/2024
    Trustmark
    Mobile, AL
Previous Registrations
  • 2013-12-02 → 2016-04-08
    Gulfport, MS
    Jackson, MS
    Chapel Hill, NC
  • 2001-12-31 → 2013-12-09
    Bancorpsouth Investment Services, Inc.
    Jackson, MS
    Destin, FL
    Jackson, MS
    Gulfport, MS
    Jackson, MS
Other Businesses

1) 08/28/2023 - FET Realty, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/18/2023 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1989-04-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1989-04-18
Designations
Other Names
  • Bob Tatum
  • Robert G Tatum

View on SEC IAPD

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