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Sharon Denise White

Ubs Financial Services Inc.

Louisville, KY

Bardstown, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-07
KY RA APPROVED 2008-11-05
  • TX RA
    APPROVED_RES
    Since 2009-01-07
  • KY RA
    APPROVED
    Since 2008-11-05

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Bardstown, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Louisville KY 07/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-16
S63 Uniform Securities Agent State Law Examination 1989-07-19
  • S65 Uniform Investment Adviser Law Examination
    1997-06-16
  • S63 Uniform Securities Agent State Law Examination
    1989-07-19
Other Names
  • Denise White

View on SEC IAPD

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