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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
| IN | RA | APPROVED | 2024-11-14 |
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor, Townsend & Kent, Inc | Horsham | PA | 09/2012 | 09/2017 |
| Penn Mutual Life Insurance Company | Horsham | PA | 07/2012 | 09/2017 |
| Pruco Securities, Llc. | Troy | MI | 09/2017 | 11/2024 |
| Prudential Insurance Company Of America | Troy | MI | 09/2017 | Present |
| Lpl Enterprise, Llc | Troy | MI | 11/2024 | Present |
1) 11/20/2024- Suburban Connection Charter Chapter- Non-Profit Board Member- Vice President of Suburban Connection Charter Chapter- Not INV Related- At Clinton Twp, MI- Start date 08/01/2023- 5 HRS MTH- 1 HRS During Trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-24 |
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