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Sean Adam Nathaniel Sharpe

Raymond James Financial Services Advisors, Inc

Orlando, FL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-02
TX RA APPROVED_RES 2016-11-10
TN RA APPROVED 2009-01-02
  • FL RA
    APPROVED
    Since 2024-10-02
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • TN RA
    APPROVED
    Since 2009-01-02

Branch Locations

121 S Orange Aveune Suite 1500, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Orlando FL 12/2006 Present
Raymond James Financial Services Advisors, Inc Orlando FL 01/2009 Present
Swain Wealth Partners Memphis TN 12/2006 12/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-09
S63 Uniform Securities Agent State Law Examination 1991-07-09
  • S66 Uniform Combined State Law Examination
    2007-01-09
  • S63 Uniform Securities Agent State Law Examination
    1991-07-09
Other Names
  • Sean Nathaniel Sharpe

View on SEC IAPD

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