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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-05
  • AZ RA
    APPROVED
    Since 2026-05-05

Branch Locations

2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2022 06/2022
Vision To Reality Consulting Firm Phoenix AZ 04/2022 10/2022
Dream Chaser Global Marketing Llc Chandler AZ 01/2022 08/2025
A Place For Mom Chandler AZ 04/2013 05/2019
Pinnacle Employer Services Phoenix AZ 03/2019 07/2020
Specialized Recruiting Group Phoenix AZ 06/2021 04/2022
Unemployed Chandler AZ 08/2020 05/2021
Thrivent Investment Management Inc Scottsdale AZ 07/2025 10/2025
American Express Phoenix AZ 10/2022 03/2025
Unemployed Chandler AZ 03/2025 07/2025
Thrivent Financial Appleton WI 08/2025 10/2025
Cambridge Investment Research, Inc. Fairfield IA 05/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2026 Present
Dream Chasers Marketing Llc Phoenix AZ 03/2025 Present
  • 04/2022 → 06/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 04/2022 → 10/2022
    Vision To Reality Consulting Firm
    Phoenix, AZ
  • 01/2022 → 08/2025
    Dream Chaser Global Marketing Llc
    Chandler, AZ
  • 04/2013 → 05/2019
    A Place For Mom
    Chandler, AZ
  • 03/2019 → 07/2020
    Pinnacle Employer Services
    Phoenix, AZ
  • 06/2021 → 04/2022
    Specialized Recruiting Group
    Phoenix, AZ
  • 08/2020 → 05/2021
    Unemployed
    Chandler, AZ
  • 07/2025 → 10/2025
    Scottsdale, AZ
  • 10/2022 → 03/2025
    American Express
    Phoenix, AZ
  • 03/2025 → 07/2025
    Unemployed
    Chandler, AZ
  • 08/2025 → 10/2025
    Thrivent Financial
    Appleton, WI
  • 05/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2026 → Present
    Fairfield, IA
  • 03/2025 → Present
    Dream Chasers Marketing Llc
    Phoenix, AZ
Previous Registrations
Other Businesses

1. DREAM CHASERS MARKETING LLC, 4539 N 22nd St, Suite Ste N, Phoenix AZ 85016, 03/01/2024, OWNER, MARKETING, NIR, 2 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 05/05/2026, INVESTMENT ADVISOR REPRESENTATIVE, CIRA AFFILIATION, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-04
S63 Uniform Securities Agent State Law Examination 2000-04-24
  • S66 Uniform Combined State Law Examination
    2025-10-04
  • S63 Uniform Securities Agent State Law Examination
    2000-04-24

View on SEC IAPD

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