Roy M Leonard

Current Employers

Employment History

• 12/2008 → Present
  Wamu Investments Inc.
  Newport Beach, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Irvine, CA
• 07/2024 → Present
  Home Away From Home Dog Boarding & Daycare
  Newport Beach, CA
• 08/2020 → Present
  9Th Street Rental Property
  Long Beach, CA
• 05/2026 → Present
  Jessie's Kalapaki Dream Llc
  Lihue Kauai, HI

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Newport Beach, CA
  Irvine, CA
  Costa Mesa, CA
  Fountain Valley, CA
• 2008-12-23 → 2009-05-02
  Wamu Investments, Inc.
  Newport Beach, CA
• 2008-12-02 → 2008-12-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2006-02-21 → 2008-12-04
  Wamu Investments, Inc.
  Laguna Niguel, CA
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

ET: Jessie's Kalapaki Dream LLC Inv: No Address: Lihue Kauai, HI Business: Real Estate Title: Owner/Partner Date: 05/12/2026 Approximate # of hours a week: 0-10 securities trading hours: 0 Briefly describe your duties: This is a single family home in Hawaii. I am hiring a fulltime property management company that will do everything. It will be listed through VRBO. I will have no involvement in the management other than help determining the price of the daily rental. ET: 9th street rental property Inv: No Address: Long Beach CA Business: Real Estate Title: Owner/Partner Date: 08/01/2020 Approximate # of hrs a week: 0-10 trading hours: 0 Duties: 4 unit apartment building in Long Beach. I have a property manager running day to day needs Entity : Home Away From Home Dog Boarding & Daycare Inv: No Address: 20302 Riverside Dr, Newport Beach, CA 92660 Nature of the other business: Pet Services Title: Owner/Partner Date: 07/01/2024 hrs a week: 0-10 trading hours: 0 Briefly describe your duties: The business takes dogs for pet sitting for the day or multiple days while someone is on vacation or at work. I have no responsibilities as my wife and son are running the business. There is no similarities to my JPMC role. There is no connection to JPMC either ET: Appleton Four Plex Inv: No Address: 1052,1054,1056 and 1058 E. Appleton, Long Beach CA. Business: Real Estate Title: Owner/Partner Date: 02/02/2010 Approximate # of hrs a week: 0-10 Trading hrs: 0 Duties: I pay the bills on the property. It takes up about an hour a month of my time on average. I have a property manager in Long Beach. ET: San Juan Capistrano Inv: No Address: 29765 Mill Pond court Business: Real Estate Title: Owner/Partner Date: 05/06/1998 Approximate # of hours a week: 0-10 Trading hours: 0-10 Duties: Collect rent checks once a month and occasionally hire a handy man to fix something. ET: Lowena Property (Four Plex property in Long Beach) Inv: No Address: 271-285 Lowena Drive Business: Real Estate Title: Owner/Partner Date: 12/30/2010 Approximate # of hours a week: 0-10 Trading hours: 0-10 Duties: I have hired a property manager so my only duties are to file taxes. ET: 4-plex on Broadway, Long Beach CA Inv: Y Address: 946 E Broadway Long Beach CA 90802 Business: Rental Property Title: Owner. Date: 12-18-2020 Approximate # of hours a month: Zero to one hour a month Approximate # of hours during securities trading hours: Zero to .25 hours per month during trading hours Duties: Owner, I will hire a manager to run this property. ACTIVITY: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY ET: ROY LEONARD AND KATHRYN L LEONARD REVOCABLE LIVING TRUST Title: OWNER / LANDLORD - RENTAL PROPERTY DATE: 8/1/2020 ADDRESS: LONG BEACH CA DETAILS: 4 UNIT RESIDENTIAL PROPERTY. INV: YES HOURS DEDICATED (per month unless otherwise indicated): 1 TO 2 HOURS HOURS DURING TRADING: 1 TO 2 HOURS A MONTH. ACTIVITY: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY ET: (SELF) Title: OWNER / LANDLORD - RENTAL PROPERTY DATE: 11/21/2003 ADDRESS: 39714 MURRIETA CA DETAILS: rental unit INV: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 ACTIVITY: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY ENTITY: (SELF) Title: OWNER / LANDLORD - RENTAL PROPERTY DATE: 2/2/2010 ADDRESS: 1052,1054,1056 and 1058 Long Beach CA DETAILS: 1052-1058 LONG BEACH, CA. FOUR PLEX. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1 ON AVERAGE 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY ET: (SELF) Title: OWNER / LANDLORD - RENTAL PROPERTY DATE: 7/1/2014 ADDRESS: 271 LONG BEACH CA. DETAILS: 7 UNITS OF AN APARTMENT BUILDING. HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR A MONTH ON THE WEEKENDS PRIMARILY. HOURS DURING TRADING: 1 HOUR A MONTH ON THE WEEKENDS PRIMARILY. INVESTMENT RELATED: YES

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-02-15

Designations

Other Names

• Roy Mitchel Leonard