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Michael Steven Holly

Charles Schwab & Co., Inc.

Perrysburg, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
OH RA APPROVED 2017-07-24
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • OH RA
    APPROVED
    Since 2017-07-24

Branch Locations

4195 Chappel Drive, Perrysburg, OH 43551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 07/2016 07/2017
Charles Schwab & Co., Inc. Perrysburg OH 07/2017 Present
Costa Rican Llc Tamarindo 07/2012 12/2018
Holly Enterprises Holland OH 11/2004 Present
  • 07/2016 → 07/2017
    Wunderlich Securities, Inc.
    Memphis, TN
  • 07/2017 → Present
    Charles Schwab & Co., Inc.
    Perrysburg, OH
  • 07/2012 → 12/2018
    Costa Rican Llc
    Tamarindo
  • 11/2004 → Present
    Holly Enterprises
    Holland, OH
Previous Registrations
Other Businesses

1) OB Mustangs Docu, LLC | Investment Related:No|2409 Griffith Park Blvd. #207|Los Angeles|CA|90039|USA|Broadcasting/Music/Film|Executive Producer|8/23/2021|Less than 20|0|Administrative-monitoring hiring and overseeing cast and crew, monitoring content, monitoring budget, 2) LatBlue LLC | Investment Related:No|650 West Ave #1402|Miami Beach|FL|33139|USA|Entertainment Venues/Theaters|Investor|6/1/2026|Less than 20|0|Investor in concert sponsorship

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-27
S63 Uniform Securities Agent State Law Examination 1989-03-30
  • S65 Uniform Investment Adviser Law Examination
    1992-10-27
  • S63 Uniform Securities Agent State Law Examination
    1989-03-30

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Perrysburg, OH
TRANSAMERICA FINANCIAL ADVISORS, LLC · PERRYSBURG, OH
FIFTH THIRD SECURITIES, INC. · PERRYSBURG, OH
HUGHES FINANCIAL GROUP, LLC · PERRYSBURG, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Perrysburg, OH
EDWARD JONES · PERRYSBURG, OH
CETERA INVESTMENT ADVISERS LLC · Perrysburg, OH
CETERA INVESTMENT ADVISERS LLC · Perrysburg, OH

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