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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-13
CA RA APPROVED 2012-05-02
  • TX RA
    APPROVED_RES
    Since 2021-07-13
  • CA RA
    APPROVED
    Since 2012-05-02

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Northridge, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Beverly Hills CA 05/2012 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
  • 2011-05-05 → 2012-05-02
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BEVERLY HILLS, CA; START DATE 3/2021; 1 HR PER MONTH; 1 HR DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV. RELATED; BEVERLY HILLS, CA; START DATE 3/2021; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-14
  • S63 Uniform Securities Agent State Law Examination
    1996-05-14
Other Names
  • Victor Rodriguez

View on SEC IAPD

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