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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2004-05-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2004 | Present |
1. Selling fixed insurance products, as of 2004, conducted at branch, investment related. 2. Tax preparation services, as of 01/01/2011, 10% of time spent during business hours, conducted at branch, not investment related. 3. Ice hockey referee, through NIHOA and ACHA officiating at high school and college ice hockey games, as of 2004, 10% of time spent during business hours, not conducted at branch, not investment related. 4. Salem firearm safety, sole proprietor and gun safety instructor, as of 12/01/2010, 0% of time spent during business hours, conducted at branch, not investment related. 5. Owner, Michael X. Caggiano Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 03/25/2024; 0% of time spent during business hours; Conducted at branch; Investment related. 6. Co-owner of rental property located in Naples, FL, as of 2/01/2027; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-04 |
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