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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2003-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Milwaukee | WI | 11/1996 | Present |
| Norwestern Mutual | Milwaukee | WI | 11/1996 | Present |
| Northwestern Mutual Investment Services, Llc | Orlando | FL | 02/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. OWNER, RENTAL PROPERTY (COMMERCIAL), ORLANDO, , FLORIDA, INVESTMENT PROPERTY, START DATE: 6/28/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-29 |
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