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2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-09-16 |
| PA | RA | APPROVED | 2024-07-30 |
| MI | RA | APPROVED | 2023-07-17 |
| MO | RA | APPROVED | 2018-04-09 |
| AZ | RA | APPROVED | 2018-02-23 |
| WI | RA | APPROVED | 2018-02-22 |
| TX | RA | APPROVED_RES | 2018-02-20 |
| MN | RA | APPROVED | 2018-02-19 |
| IL | RA | APPROVED | 2017-12-08 |
Branch Locations
Preferred Wealth Management, Llc 1431 Opus Place, Suite 110, Downers Grove, IL 60515 • United States
2350 Nw 128Th St, Urbandale, IA 50323 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Securities Inc | Austin | TX | 02/2006 | 09/2016 |
| Kestra Financial Services, Inc. | Austin | TX | 01/2016 | 12/2017 |
| Brokers International Financial Services, Llc | Downers Grove | IL | 01/2018 | 12/2023 |
| Independent Wealth Network, Inc | Downers Grove | IL | 12/2017 | Present |
| Emerson Equity Llc | San Mateo | CA | 01/2024 | Present |
1)-BENEFITS WEALTH MANAGEMENT, INC., INVESTMENT RELATED, 1431 OPUS PLACE STE 110 DOWNERS GROVE, IL 60515, FIXED INSURANCE SALES, OWNER/AGENT, I SELL FIXED INSURANCE PRODUCTS, 40 HRS, 40 HRS DURING SECURITIES TRADING HOURS MONTHLY, 03/2004 2)-INDEPENDENT WEALTH NETWORK, INVESTMENT RELATED, 1431 OPUS STREET, STE 110, DOWNERS GROVE, IL 60515, REGISTERED INVESTMENT ADVISORY FIRM, FINANCIAL ADVISOR REPRESENTATIVE, FINANCIAL ADVISOR REPRESENTATIVE WORKING AS A FIDUCIARY AND CHARGING A FEE OVER ASSETS MANAGED., 130 HRS PER MONTH, 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS, 01/2018 3)-PREFERRED FINANCIAL GROUP, LLC-INVESTMENT RELATED, 1431 OPUS STREET STE 110, DOWNERS GROVE, IL 60515, DBA THAT MARKETS SECURITIES RELATED BUSINESS DONE THROUGH EMERSON EQUITY LLC, FINANCIAL PROFESSIONAL, MARKETING SECURITIES RELATED BUSINESS DONE THROUGH BROKER/DEALER EMERSON EQUITY LLC, 5 HRS PER MONTH AND 5 HRS DURING SECURITIES TRADING HOURS, 01/2018 4)-PREFERRED WEALTH MANAGEMENT, LLC., INVESTMENT RELATED, 1431 OPUS STREET, STE 110, DOWNERS GROVE, IL 60515, DBA USED TO MARKET ADVISORY SERVICES THROUGH RIA-INDEPENDENT WEALTH MANAGEMENT, FINANCIAL PROFESSIONAL, MARKETING OF RIA BUSINESS, 5 HRS MONTHLY, 5 HRS DURING SECURITIES TRADING HOURS, 01/2018 5)-USA SWIMMING-NOT INVESTMENT RELATED, 1 OLYMPIC PLAZA, COLORADO SPRINGS, CO 80809-5780, SWIM MEETS, SWIM OFFICIAL VOLUNTEER POSITION, VOLUNTEER TO OFFICIATE AT SWIM MEETS, 20 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS, 01/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-11 |
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