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William Bradford Mann

Beacon Pointe Advisors, LLC

Newport Beach, CA

Greensboro, NC

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-07
  • NC RA
    APPROVED
    Since 2021-05-07

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

703 Green Valley Rd Suite 201, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dmj Wealth Advisors, Llc Greensboro NC 08/2007 04/2021
Proequities, Inc Greensboro NC 05/2008 06/2019
Dmj Wealth Advisors, Llc Greensboro NC 05/2019 04/2021
Beacon Pointe Advisors, Llc Greensboro NC 05/2021 Present
  • 08/2007 → 04/2021
    Dmj Wealth Advisors, Llc
    Greensboro, NC
  • 05/2008 → 06/2019
    Proequities, Inc
    Greensboro, NC
  • 05/2019 → 04/2021
    Dmj Wealth Advisors, Llc
    Greensboro, NC
  • 05/2021 → Present
    Beacon Pointe Advisors, Llc
    Greensboro, NC
Previous Registrations
  • 2019-06-28 → 2021-05-10
    Dmj Wealth Advisors, Llc
    Greensboro, NC
  • 2008-09-11 → 2019-06-28
    Concourse Financial Group Securities, Inc.
    Greensboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-28
S63 Uniform Securities Agent State Law Examination 1997-10-22
  • S66 Uniform Combined State Law Examination
    2008-07-28
  • S63 Uniform Securities Agent State Law Examination
    1997-10-22

View on SEC IAPD

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