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Current Employers
Saturna Capital Corporation

1300 N State St., Bellingham, WA 98225-4730 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-12-20
  • WA RA
    APPROVED
    Since 2021-12-20

Branch Locations

1300 N State St., Bellingham, WA 98225-4730 • United States

101 Prospect St, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Omaha NE 02/2012 03/2019
Mutual Of Omaha Investor Services, Inc. Omaha NE 02/2012 03/2019
Securities America, Inc. Omaha NE 09/2019 04/2020
Securities America Advisors Omaha NE 09/2019 04/2020
Unemployed Omaha NE 03/2019 09/2019
Unemployed Omaha NE 04/2020 09/2020
Saturna Capital Corporation Bellingham WA 09/2020 08/2024
Saturna Brokerage Services Bellingham WA 09/2020 Present
Saturna Trust Company Bellingham WA 09/2020 08/2024
Saturna Trust Company Bellingham WA 08/2024 Present
Saturna Capital Corporation Bellngham WA 08/2024 Present
  • 02/2012 → 03/2019
    Mutual Of Omaha
    Omaha, NE
  • 02/2012 → 03/2019
    Mutual Of Omaha Investor Services, Inc.
    Omaha, NE
  • 09/2019 → 04/2020
    Securities America, Inc.
    Omaha, NE
  • 09/2019 → 04/2020
    Securities America Advisors
    Omaha, NE
  • 03/2019 → 09/2019
    Unemployed
    Omaha, NE
  • 04/2020 → 09/2020
    Unemployed
    Omaha, NE
  • 09/2020 → 08/2024
    Bellingham, WA
  • 09/2020 → Present
    Saturna Brokerage Services
    Bellingham, WA
  • 09/2020 → 08/2024
    Saturna Trust Company
    Bellingham, WA
  • 08/2024 → Present
    Saturna Trust Company
    Bellingham, WA
  • 08/2024 → Present
    Bellngham, WA
Previous Registrations
  • 2019-09-12 → 2020-03-18
    Securities America Advisors, Inc.
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-03
S63 Uniform Securities Agent State Law Examination 1989-04-06
  • S65 Uniform Investment Adviser Law Examination
    2019-08-03
  • S63 Uniform Securities Agent State Law Examination
    1989-04-06

View on SEC IAPD

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