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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-03-02 |
Branch Locations
One Commerce Street Suite 800, Montgomery, AL 36104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Welch Hornsby & Welch, Inc. | Montgomery | AL | 01/1994 | 02/2020 |
| Capfinancial Partners, Llc. (Captrust) | Raleigh | NC | 02/2020 | Present |
Faulkner University; Investment-Related: No; 5345 Atlanta Highway, Montgomery AL; University ; Board Member ; Start;10/3/22 ; Hours/Month:2 ; Hours during Market Hours:2 ; Duties: Serve on the board of directors
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-28 |
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