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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-07-31 |
| TX | RA | APPROVED_RES | 2016-08-23 |
| MN | RA | APPROVED | 2016-07-19 |
| KS | RA | APPROVED | 2015-06-11 |
Branch Locations
8535 East 21St Street N Suite 125, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Wichita | KS | 06/2015 | Present |
NAME & ADDRES: TRD Family LLC, Vail Colorado Start Date: 6/1/21 NATURE OF ENTITY/RESPONSIBILITIES IN ROLE: LLC Owner/Member. Used to hold real estate HOURS DEVOTED: Zero HOURS DEVOTED DURING TRADING HOURS: Zero Non Investment Related Name/Address: Docking Bancshares 127 S Summit Arkansas City Kansas 67005 Start Date: 2/17/25 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-5 hours/month Role/Responsibility: Board Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-30 |
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