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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED | 2021-06-18 |
Branch Locations
2150 Highway 35 Suite 200, Sea Girt, NJ 08750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merril Lynch Pierce, Fenner & Smith, Inc. | Manasquan | NJ | 03/2010 | 06/2021 |
| Bank Of America, N.A. | Manasquan | NJ | 08/2010 | 06/2021 |
| Morgan Stanley Smith Barney Llc | Sea Girt | NJ | 06/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-07 |
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