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Carol Jean Copenhaver

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
  • TX RA
    APPROVED_RES
    Since 2022-07-18

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Carmel IN 08/2006 07/2022
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-14
  • S63 Uniform Securities Agent State Law Examination
    1989-11-14
Other Names
  • Carol Jean Kinslow

View on SEC IAPD

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