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Kathleen A Fisher

Janney Montgomery Scott LLC

Berwyn (Valley Forge), PA

Lewes, DE

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-17
  • PA RA
    APPROVED
    Since 2020-01-17

Branch Locations

1235 Westlakes Drive Suite 225, Berwyn (Valley Forge), PA 19312 • United States

12001 Old Vine Blvd. Unit #106, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Wayne PA 09/2008 01/2020
Morgan Stanley Smith Barney Wayne PA 06/2009 01/2020
Janney Montgomery Scott Llc Berwyn PA 01/2020 Present
Janney Montgomery Scott Llc Lewes DE 01/2020 Present
Previous Registrations
  • 2016-03-31 → 2020-01-21
    Morgan Stanley
    Wayne, PA
    Bryn Mawr, PA
    Berwyn, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-07
  • S63 Uniform Securities Agent State Law Examination
    1989-07-07
Other Names
  • Kathleen Anne Stumpf
  • Kathleen Anne Tinney
  • Kathy Fisher
  • Kathleen Anne Fisher

View on SEC IAPD

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