Kathleen A Fisher

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 01/2020
  Morgan Stanley & Co. Incorporated
  Wayne, PA
• 06/2009 → 01/2020
  Morgan Stanley Smith Barney
  Wayne, PA
• 01/2020 → Present
  Janney Montgomery Scott Llc
  Berwyn, PA
• 01/2020 → Present
  Janney Montgomery Scott Llc
  Lewes, DE

Previous Registrations

• 2016-03-31 → 2020-01-21
  Morgan Stanley
  Wayne, PA
  Bryn Mawr, PA
  Berwyn, PA

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-07-07

Other Names

• Kathleen Anne Stumpf
• Kathleen Anne Tinney
• Kathy Fisher
• Kathleen Anne Fisher