Brian Patrick Mcginty

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 07/2017
  Oppenheimerfunds
  Denver, CO
• 11/2017 → 08/2019
  Carillon Fund Distributors, Inc
  Highlands Ranch, CO
• 07/2017 → 11/2017
  Unemployed
  Highlands Ranch, CO
• 03/2020 → Present
  Charles Schwab & Co., Inc.
  Phoenix, CO
• 09/2019 → 03/2020
  Unemployed
  Highlands Ranch, CO
• 07/2021 → 06/2024
  Td Ameritrade, Inc.
  Lone Tree, CO

Previous Registrations

• 2021-07-22 → 2022-10-14
  Td Ameritrade, Inc.
  Lone Tree, CO
  Omaha, NE

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-03-30

Designations

• Certified Financial Planner

Other Names

• Brian Mcginty