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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-20 |
| FL | RA | APPROVED | 2009-08-17 |
Branch Locations
Cornerstone Office Park 1530 Cornerstone Blvd, Daytona Beach, FL 32117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Daytona Beach | FL | 08/2009 | Present |
1. City of Ormond Beach FL; Granada Blvd Ormond Beach FL 32174; Member of pension advisory Board; 09/01/2010; 3.00 Hour(s) Per Quarter; not during securities trading hours; Investment-Related. 2. TOP Jewish Foundation; 13009 Community Campus Drive, Tampa, FL 33625; Provides philanthropic services to donors and community organizations; Investment Committee Member; Oversees the policies related to the management of the corporation; 7/3/23; 10/yr; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-04-02 |
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