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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-12-18 |
| TX | RA | APPROVED_RES | 2006-03-14 |
| OH | RA | APPROVED | 1999-08-09 |
Branch Locations
4137 Boardman Canfield Rd, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Youngstown | OH | 01/1989 | Present |
| Bank Of America, Na | Youngstown | OH | 12/2009 | Present |
I*373978, Entity Type: Entity Charitable, Name of OBA: NEW CASTLE WOLVES DEN ONE, Address: NEW CASTLE, Pennsylvania 16105, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 06/16/2014, No Hours: 4, No Hours during trading: 0, Duties: FRATERNAL ORGANIZATION MEMBER PLACE ON SCHOLARSHIP COMMITEE, NAMED CHAIRMAN
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-12 |
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