Joel Aaron Bender

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Youngstown, OH
• 12/2009 → Present
  Bank Of America, Na
  Youngstown, OH

Other Businesses

I*373978, Entity Type: Entity Charitable, Name of OBA: NEW CASTLE WOLVES DEN ONE, Address: NEW CASTLE, Pennsylvania 16105, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 06/16/2014, No Hours: 4, No Hours during trading: 0, Duties: FRATERNAL ORGANIZATION MEMBER PLACE ON SCHOLARSHIP COMMITEE, NAMED CHAIRMAN

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-06
• S63 Uniform Securities Agent State Law Examination
  1989-05-12