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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-31
FL RA APPROVED 1997-07-28
  • TX RA
    APPROVED_RES
    Since 2025-01-31
  • FL RA
    APPROVED
    Since 1997-07-28

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 07/1997 Present
Other Businesses

(1)Name of Business: Suncoast Center For Community Mental Health Address: 4024 Central Ave, St. Petersburg, FL, 33711, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 04/24/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am a member of the board of trustees, and also serve on the investment committee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-05
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S65 Uniform Investment Adviser Law Examination
    1997-11-05
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18
Other Names
  • Kristin M Guenthardt
  • Kristin M Contizano
  • Kristin M Contizano
  • Kristin M Kuechler
  • Kristin M Smith
  • Kristin M Guenthardt

View on SEC IAPD

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