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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-25
PR RA APPROVED 2024-11-13
TX RA APPROVED_RES 2014-09-26
FL RA APPROVED 2008-04-10
  • MN RA
    APPROVED
    Since 2026-08-25
  • PR RA
    APPROVED
    Since 2024-11-13
  • TX RA
    APPROVED_RES
    Since 2014-09-26
  • FL RA
    APPROVED
    Since 2008-04-10

Branch Locations

4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boca Raton FL 04/2008 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 4800 N. Federal Highway Suite 105EBoca Raton, FL 33431, ,; ; 02/11/2013. Independent Insurance Brokering; ING; 07/31/2005; . Business Ownership; Boston Boyz 1 LLC; ; Stand alone LLC for the purpose of owning investment real estate; 4800 N Federal HighwaySuite 105EBoca Raton, Fl 33431, ,; ; 11/30/2012; 1 to 9 hours per month; / Scott Miller and Associates LLC; ; LLC created for tax purposes; 4800 N federal highway Suite 105 E Boca Raton, Fl 33431, ,; Not Investment-Related; 01/01/2018; 10 to 19 hours per month; 10 to 19 during trading hours / JEC Families,LLC; ; Business set-up to help me run my practice ie real estate of my current practice; 4800 N Federal HighwaySuite 105EBoca Raton,Fl 33431, ,; ; ; 1 to 9 hours per month; / Camelot Tax Services LLC; Co-owner; Tax Preparation; 4800 N Federal Hwy , Suite 200 D, Boca Raton, FL, 33431; Not Investment-Related; 07/15/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-31
S63 Uniform Securities Agent State Law Examination 1989-03-27
  • S65 Uniform Investment Adviser Law Examination
    1995-07-31
  • S63 Uniform Securities Agent State Law Examination
    1989-03-27
Designations
  • Certified Financial Planner
Other Names
  • Scott M Miller
  • Scott Michael Miller

View on SEC IAPD

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