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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-30 |
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2017-02-10 |
| VT | RA | APPROVED | 2016-12-27 |
Branch Locations
1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 07/2013 | 12/2016 |
| Bank Of America, N.A. | White Plains | NY | 10/2013 | 12/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-11 |
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